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Andrew Guy CFA

Chief Risk & Compliance Officer

Andrew Guy is responsible for compliance systems at Purpose Advisor Solutions. He has been part of the organization since its creation and is based in the Toronto office. Andrew brings a broad range of investment industry experience to Foundation Wealth Partners. With over 20 years of experience, Andrew has been an analyst, portfolio manager and compliance officer as well as an executive at a number of major Canadian financial institutions.

He has a deep understanding of what it takes to successfully manage investment portfolios and can use this understanding in the design of compliance systems and controls that enable advisors to meet the expectations of their clients. He is passionate about simplifying compliance and integrating it into operations to help streamline the business.

Andrew joined the Purpose Financial organization to support the compliance function at Purpose Investments while working to create Foundation Wealth Partners. Prior to that, Andrew was Chief Risk and Compliance Officer for Sentry Investments. He was part of the executive team that turned around the company following the market crisis in 2008-9 and led a major project to update the company’s investment finance system. Andrew joined Sentry as Portfolio Manager in the Income Equity team. Andrew also worked as part of the Portfolio Advisory Group at the Bank of Nova Scotia, where he managed the team’s guided portfolios and as head of the Canadian equity team at Sun Life Financial, where he managed a $1 billion equity portfolio for the company’s balance sheet.

Andrew is a CFA charterholder and has an MBA from London Business School and an undergraduate degree from the University of Toronto.

Andrew lives in Toronto with his wife Christine and two children. He is an active runner, cyclist and duathlete.

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1128 Yonge Street, Suite 300,
Toronto, ON M4W 2L8